Job Details

Competitive Salary
Job Type
Belinda Lim
Contact email
Email Belinda
Contact phone
+65 66920700
about 1 month ago
The Role Responsibilities
  • Providing real time transactional advice to the Financial markets business, in particular Fix income Trading, on all Compliance and FCC matters relating to Financial markets
  • Ongoing work within the Bank to identify and implement the requirements for the Financial markets business to comply with global regulations impacting Compliance and the Business.
  • The implementation and development of Compliance and FCC policies and procedures for processes set out in the Group Operational Risk Framework.
  • Global business initiatives and other Compliance initiatives as directed by line manager to ensure best practices are adopted where applicable and enhance the overall standards of Compliance and risk management in country
  • Development and provision of Compliance training to relevant Financial markets business units
  • Drive changes within the Financial Markets business to enhance governance frameworks, policies, processes and control design to minimize compliance and regulatory risk
  • Maintain constructive and effective stakeholder relationships with the relevant business and supporting functions, and to assist the Heads Markets to interface and support all key stakeholders
  • Provide other compliance teams with product line expertise as required, particularly regarding regulatory inspections, investigations and transactional matters.
The incumbent will ideally require a combination of Compliance experience and business expertise and interest in the Fix income Trading and/or Equity Derivatives products.  The goal is to have a diverse team who have a unique combination of expertise and experience.
The incumbent will ideally possess the following specific experiences:
  • University Graduate or equivalent degree preferred
  • 10+ years of experience in Compliance within Financial Markets with a sizeable bank
  • 5+ Credit Products (Bonds, Loan Trading, Structured Credit Derivative), Equity Derivatives products or general Financial Markets Compliance or regulatory experience
  • Prior experience working in a trading floor environment a plus
  • Ability to foster positive relationships with internal and external stakeholders at appropriate level ensuring open collaborative environment.
  • Ability to deliver outcomes efficiently despite complexity and ambiguity and work independently
  • Demonstrated relationship building skills - both internal and external across multiple jurisdictions
  • High level of integrity and professionalism
  • Strong planning and organizational skills
  • Strong written and verbal communication skills
  • Team Player with high attention to detail

BeathChapman Pte Ltd
Licence no. 16S8112