Menu
Connecting...
Role Summary:
We would like to speak to technically sound Risk, Compliance & Assurance professionals who's great with Excel data! A promising role is now available, to assist the Enterprise Compliance team (2LoD) with the BAU as well as any Regulatory / Project related duties, to broaden your business exposure.
Your Responsibilities:
Review and clean up multiple Excel spreadsheets which contain employee dealings information, conflict registers etc. in preparation for the migration to the new Reporting System
Perform data analysis and manipulation of dealing data subject to the new Personal Account Dealing (PAD) Policy
Daily correspondence to all employee enquiries coming through the centralised inbox relating to the roll-out of new risk & compliance policies
Assist with developing and maintaining Conflicts of Interest frameworks, and advising on the implementation and monitoring of the effectiveness of those frameworks
Manage Chinese Wall structures and processes, including those relating to material non-public information
Identify and resolve issues, prepare reports and metrics relating to the roll-out of new PAD Policy
Ad hoc monitoring and operational duties to prevent potential policy violations
Assist with project management activities associated with project delivery
Skill Requirements:
2-3 years of Risk & Compliance, Audit, Governance or Legal experience with an operational focus
Proven ability to operate independently and effectively in a fast-paced environment
Tertiary qualifications in a relevant discipline e.g. Finance, Business, Law
Familiarity with relevant regulatory/compliance environments in Banking is an advantage
Excellent verbal and written communication skills on a corporate level
Advanced Excel skills are essential - Macros, Pivot Table, v-Lookup, charts, graphs etc.
For further information on this role or to confidentially apply, please send an up to date CV to eugenag@ethosbc.com.au or/and contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.
The Role: My Client is a global Financial Services Firm and we are looking for a Market Risk Analyst to join the business in Singapore. This is a new headcount due to their expansion plans, and you...
The Role:This role is to collaborate with the Executive Manager in providing support to the 2nd Line Business Banking Team with reporting for risk committees. Your Responsibilities: Primarily pr...
The Role: My Client is a leading Corporate Bank we are looking for a Credit Risk Analyst to join the team in Singapore. Reporting to the Head of Risk, you will be given the opportunity to work with...
The Role: My Client is a global hedge fund and we are looking for a Quant Risk Analyst to join the team in Singapore. You will be working with stakeholders globally and you will be given the opport...
Role Summary: The technical role is responsible for the accuracy, integrity and timely provision of credit risk insights and reporting as it relates to the broader Consumer Banking, Business Bank...
The Role & Organisation This is a newly created role in this Tier-1 Financial Insititutional's Risk Analytics & Insights Business Unit with a focus on the management of data assets. In this role ...
The Role This role sits within a vibrant and collaborative team of Model Governance professionals, with the objective to establish and maintain a robust credit risk model governance framework, and ...
Role Summary: We are looking to fill a critical business-facing role in the 2nd LoD, to provide compliance support, advice and sign-off to Consumer Wealth Distribution. The role suits a confident...
The Role This role sits within a vibrant and collaborative team of Model Governance professionals, with the objective to establish and maintain a robust credit risk model governance framework, and ...
A reputable life insurer has a new role for Regional Compliance Manager / Senior Compliance Manager. The Role: Within this global insurance firm, you will provide compliance advisory to business ...
Role Summary: We would like to speak to technically sound Audit, Compliance or Risk Assurance professionals with exposure to Financial Markets & Treasury functions. A few promising opportunities ha...
Your Responsibilities: Function as a trusted implementer to work across multiple project streams for a large, global-scale Financial Crime Transformation Program, with focuses on Transaction Moni...