Menu
Connecting...
Role Summary:
We're working with an Institutional Bank in sourcing for Operational Risk & Compliance professionals in their 1LoD Finanical Markets team for Regulatory Projects & Change. They're primarily responsible for managing change being delivered by Projects across the end-to-end value chain in the Global Financial Markets business unit.
Your Responsibilities:
Represent the 1LoD on change projects to ensure risks are appropriately identified and addressed whilst ensuring business objectives are met
Document and assess the design effectiveness of controls which capture any regulatory changes, and the impact of change is appropriately assessed within the risk & compliance appetite; ensure process documentation is sufficient to ensure seamless delivery into BAU
Ensure appropriate monitoring controls and KRIs are implemented to provide ongoing oversight of operating effectiveness
Provide 1LoD input to issue prioritisation and remediation, undertaking incident management and risk reporting when required
Establish a risk aware and safe escalation culture within Projects, collaborating across1LoD and 2LoD to ensure all compliance obligations relevant to Financial Markets are incorporated into business unit compliance plans and supported by robust compliance processes
Ensure Projects meet the minimum requirements for managing operational risk in Projects, including completion of the Risk Control Matrix
Lead and supervise a small team of risk managers when required
Skill Requirements:
Minimum 5years of experience of Operational Risk & Controls in Institutional Banking / Financial Markets (including those gained overseas) - from either 1/2/3LoD
Capability to assess operational risks, design / test adequate controls and assist with implementation as a 1LoD function
Demonstrated ability to provide advice / recommendation on the design effectiveness of controls
Outstanding ability to verbalise complex operational risk language to business leaders to make sure key messages are delivered and comprehended
Pragmatic and self-motivated Risk Leader who's willing to get their hands dirty
Knowledge / experience in global-scale regulatory reforms (ie. MiFID, Initial Margin CFTC, GDR) gained in Australia or overseas is highly desirable
For further information on this role or to confidentially apply, please send an up to date CV to eugena.g.a4lm85juq20@ethosbc.aptrack.co, contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.
Role Summary: We're working with an Institutional Bank in sourcing for Operational Risk & Compliance professionals in their 1LoD Financial Markets team for Regulatory Projects & Change. They're pri...
Role Summary: We're working with an Institutional Bank in sourcing for Operational Risk & Compliance professionals in their 1LoD Financial Markets team for Regulatory Projects & Change. They're pri...
Role Summary: We're working with one of the most renowned banking institutions in Australia. This highly credible role has become available in Line 2, to provide SME risk advice to all business uni...
Role Summary: We are looking to fill a critical business-facing role in the 2nd LoD, to provide compliance support, advice and sign-off to Consumer Wealth Distribution. The role suits a confident...
The Program: This Financial Crime Program at a Tier-1 Bank exists to systematically resolve known issues, identify and resolve unknown issues, provide comprehensive governance of enterprise level...
We're looking for motivated and dedicated professionals in Risk / Assurance / Audit who are looking for their first move out of Big4 consulting. You will join a reputable ASX Listed Financial Group...
Our client is a leading insurance group and employer of choice. Due to an internal move they have an opportunity for a qualified financial accountant with insurance experience to join their high pe...
Due to an internal restructure the need for a Head of Risk and Internal Audit position has become vacant. You will report directly to the CEO and the Audit & Risk Committee (ARC) and will hold a ha...
Role Summary: We are looking for technically sound Audit, Compliance or Risk Assurance professionals who are aspired to further their career in a Tier-1 Bank. In these roles you will act as an 'Ass...
Our client is a financial services organisation with a focus to transform the way they deliver excellence and innovation. Their mission is to drive their 'data done right' philosophy, seeking to gu...
Our Sydney based client is an organisation with a focus to transform the way they deliver excellence and innovation. We are currently in need of a Senior Business Analyst with strong controls and d...
Role Summary: We would like to speak to technically sound Risk, Compliance & Assurance professionals who's great with Excel data! A promising role is now available, to assist the Enterprise Compl...