Menu
Connecting...
Role Summary:
We're working with an Institutional Bank in sourcing for Operational Risk & Compliance professionals in their 1LoD Financial Markets team for Regulatory Projects & Change. They're primarily responsible for managing change being delivered by Projects across the end-to-end value chain in the Global Financial Markets business unit.
Your Responsibilities:
Represent the 1LoD on change projects to ensure risks are appropriately identified and addressed whilst ensuring business objectives are met
Document and assess the design effectiveness of controls which capture any regulatory changes, and the impact of change is appropriately assessed within the risk & compliance appetite; ensure process documentation is sufficient to ensure seamless delivery into BAU
Ensure appropriate monitoring controls and KRIs are implemented to provide ongoing oversight of operating effectiveness
Provide 1LoD input to issue prioritisation and remediation, undertaking incident management and risk reporting when required
Establish a risk aware and safe escalation culture within Projects, collaborating across1LoD and 2LoD to ensure all compliance obligations relevant to Financial Markets are incorporated into business unit compliance plans and supported by robust compliance processes
Ensure Projects meet the minimum requirements for managing operational risk in Projects, including completion of the Risk Control Matrix
Lead and supervise a small team of risk managers when required
Skill Requirements:
Minimum 5years of experience of Operational Risk & Controls in Institutional Banking / Financial Markets (including those gained overseas) - from either 1/2/3LoD
Capability to assess operational risks, design / test adequate controls and assist with implementation as a 1LoD function
Demonstrated ability to provide advice / recommendation on the design effectiveness of controls
Outstanding ability to verbalise complex operational risk language to business leaders to make sure key messages are delivered and comprehended
Pragmatic and self-motivated Risk Leader who's willing to get their hands dirty
Knowledge / experience in global-scale regulatory reforms (ie. MiFID, Initial Margin CFTC, GDR) gained in Australia or overseas is highly desirable
For further information on this role or to confidentially apply, please send an up to date CV to eugena.g.a4lm85jv7jg@ethosbc.aptrack.co, contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.
Role Summary: We're working with an Institutional Bank in sourcing for Operational Risk & Compliance professionals in their 1LoD Financial Markets team for Regulatory Projects & Change. They're pri...
The Role & the Organisation: You will join a globally recognised prop trading brand as part of their APAC regional compliance team. Based in Sydney CBD, you will be responsible for monitoring and r...
Role Summary: We would like to speak to technically sound Audit, Compliance or Risk Assurance professionals with exposure to Financial Markets, Treasury & GroupFinance functions. A few promising op...
The Role You will play an integral part in a high-profile Wealth Divestment program as a Senior Project Risk Manager working as Line 1. You will supports the Program Director and Project Managers t...
Role Summary: We're working with one of the most renowned banking institutions in Australia. This highly credible role has become available in Line 2, to provide SME risk advice to all business uni...
Exciting Market Risk opportunity with a leading global Agricultural company Prior Commodities and FX exposure desired Strong programming and data skills required Our Client is a strong listed com...
Exciting Market Risk opportunity with regional coverage Experience with market risk reporting desired Knowledge of market risk framework advantageous Our Client is a top Asian corporate bank, u...
Our client is a financial services organisation with a focus to transform the way they deliver excellence and innovation. Their mission is to drive their 'data done right' philosophy, seeking to gu...
We're looking for motivated and dedicated professionals in Risk / Assurance / Audit who are looking for their first move out of Big4 consulting. You will join a reputable ASX Listed Financial Group...
Due to an internal restructure the need for a Head of Risk and Internal Audit position has become vacant. You will report directly to the CEO and the Audit & Risk Committee (ARC) and will hold a ha...
Leading insurance group requires an experienced financial reporting professional for a project focused position focused on redesigning and implementing process improvement around the financial cont...
The Program: This Financial Crime Program at a Tier-1 Bank exists to systematically resolve known issues, identify and resolve unknown issues, provide comprehensive governance of enterprise level...