Job Details

$100000 - $150000 per annum
Job Type
Eugena Gong
over 4 years ago

We're working with a few global banks in recruiting for their Line 2 regulatory compliance team. The role is broad and autonomos, working with a team of experienced compliance and/or legal professionals.

Role Responsibilities:

  • Be the driver and key contributor in advising and managing regulatory changes such as  FATCA, CRS, BCOP to the Bank's AU & NZ operations

  • Review Compliance Manual, Policies & Procedures and other documents to meet the latest industry codes and regulatory requirements

  • Handle enquiries from regulators, government authorities, industry bodies or auditors

  • Provide training to promote awareness of compliance risk and regulatory issues to internal teams

  • Manage and investigate customer complaints

  • Assist with developing and implementing the controls monitoring program to ensure adequate internal controls are in place

  • Prepare and lodge regulatory reports, notices and returns; assist with internal, external and regulatory audits where necessary

  • Ad hoc duties as directed from the management

Skill Requirements:


  • 5+ years of Australian compliance experience gained preferably through Banking, Regulatory Bodies or Consulting Firms

  • Basic knowledge of Corporate Banking regulations (ASIC, FATCA, CRS, BCoP, AFCA etc.), operations and products

  • Hands-on experience in designing and performing compliance monitoring and testing is highly favourable

  • Any internal / external audit experience is a plus

  • Tertiary degree qualified; legal qualification is a plus

  • Motivated and self-organised, who can effectively manage multiple deadlines

  • Ability to speak / write Chinese is highly desirable

For further information on this role or to confidentially apply, please send an up to date CV to or/and contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.