Menu
Connecting...
Job Details
- Location
- Singapore
- Salary
- Competitive Salary
- Job Type
- Permanent
- Ref
- BH-170099-2
- Contact
- Linus Choo
- Contact email
- Email Linus
- Contact phone
- 65 6692 0795
- Posted
- over 2 years ago
The Brief
- Exciting internal regulations and framework implementation opportunity with a large Asian investment firm
- Leading role in implementing compliance controls
- Experience with internal compliance policies preferable
Our Client is a leading investment firm seeking an Internal & Regulatory Compliance AVP/VP based in Singapore. You will be ensuring the Firm’s strict compliance to prevailing regulations, implementing controls where necessary and mitigating risks arising from the Firm’s regional activities, pertaining to ABC, gifts and entertainment and data protection policies.
You will:
- Have at least 7 years within a similar setting, preferably with a known Financial Institution.
- Have proficient working experience advising and implementing ABC, gifts and entertainment and data protection policies.
- Have expert knowledge of regulatory framework – SFA, MAS notices and sanctions regulations.
- Be a strong communicator and possess excellent people-management skills.
- Additional Compliance certification will be advantageous
EA Personnel No R1216328
BeathChapman Pte Ltd
Licence no. 16S8112
Similar jobs.
Regulatory Compliance Manager - International Bank
- Sydney
- $100000 - $150000 per annum
We're working with a few global banks in recruiting for their Line 2 regulatory compliance team. The role is broad and autonomos, working with a team of experienced compliance and/or legal professi...
Operational Risk and Compliance Manager / VP – Leading Fintech Firm
- Singapore
- Competitive Salary
The Role: My Client is a leading Technology and Healthcare firm, and we are looking for an Operational Risk Manager to join the team in Singapore. We are looking for Operational Risk candidates who...
VP / Senior Manager – IT Risk and Compliance
- Singapore
- Competitive Salary
The Role: My Client is a leading Financial Services Firm and we are looking for an IT Risk and Compliance professional to join the team in Singapore. This is a high visibility role and you will be ...
Banking Legal & Compliance Officer
- Sydney
- $70000 - $100000 per annum
The Role: Reporting directly into the Chief Compliance Officer, this role will see you elevate your Compliance & Legal career with a thriving bank that has an extensive international network of acr...
Operational Risk Lead - Regulatory Change
- Sydney
- $150000 - $200000 per annum
Role Summary: We're working with an Institutional Bank in sourcing for Operational Risk & Compliance professionals in their 1LoD Finanical Markets team for Regulatory Projects & Change. They're pri...
Operational Risk Lead - Regulatory Change
- Sydney
- $150000 - $200000 per annum
Role Summary: We're working with an Institutional Bank in sourcing for Operational Risk & Compliance professionals in their 1LoD Financial Markets team for Regulatory Projects & Change. They're pri...
AML and Sanctions Compliance – Global Commodity Trading Firm
- Singapore
- Competitive Salary
The Role: My Client is a global Commodities Trading Firm and we are looking for a Compliance Manager to join the team in Singapore. You will be given the opportunity to lead a team in Singapore, an...
Head of Complianc, FX / CFD - Sydney
- Melbourne
- $150000 - $210000 per annum
The Organisation & The Role: Our client is an established and trusted brand who's been providing edge-cutting trading solutions to clients around the world over the past decade. This newly create...
Manager, Business Banking Compliance Operations
- Sydney
- $110000 - $147825 per annum
The Role:This role is to collaborate with the Executive Manager in providing support to the 2nd Line Business Banking Team with reporting for risk committees. Your Responsibilities: Primarily pr...
Compliance Manager, Wealth Distribution
- Sydney
- $120000 - $140000 per annum
Role Summary: We are looking to fill a critical business-facing role in the 2nd LoD, to provide compliance support, advice and sign-off to Consumer Wealth Distribution. The role suits a confident...
RISK ANALYST - GROUP COMPLIANCE
- Sydney CBD
- $550 - $650 per day
Role Summary: We would like to speak to technically sound Risk, Compliance & Assurance professionals who's great with Excel data! A promising role is now available, to assist the Enterprise Compl...
Compliance Manager – Global Asset Manager
- Singapore
- Competitive Salary
The Role: My Client is a global fund manager and we are looking for a Compliance Manager for the Singapore office. This is a new headcount in the business with growth potential to take on a regiona...
