$80000 - $120000 per annum
Job Type
Eugena Gong
Liquid error: argument out of range
The Role & The Organisation

This role sits within Line 2 at an international Corporate & Institutional Bank. You will be closely supporting the Chief Compliance Officer in managing all facets of Financial Crime related duties for the bank’s Australian operation.

Key Responsibilities:

  • Assist in the administration and review of client risk scoring, client identification and review of KYC documentation submitted by business units.
  • Responsible for performing KYC/CDD/EDD on new customers and during periodic account reviews.
  • Work with business units to resolve account opening issues, obtain necessary information during investigations and perform ongoing reviews of customers. Track all documents required to satisfy AML/KYC requirements.
  • Conduct KYC periodic reviews.
  • Strong experience with research tools (eg. Worldcheck).
  • Escalate high risk issues to management.
  • Assist management with inquiries from employees, managers and auditors by providing information and guidance in a timely manner.
  • Conduct transaction monitoring reviews and sanctions checks.
  • Provide training (re AML/KYC) – including induction training for all new staff and ongoing compliance & legal training.
  • Review and update policies and procedures that support the compliance framework (with a focus on AML/KYC).
  • Assist with regulatory, management and head office reporting.
  • Assist with updating the Compliance Plan and registers.
  • 2-3 years of Financial Crime Compliance experience.
  • Proactive, curious and self motivated team player.
  • Effective time management and stakeholder management skills
  • CAMS and legal qualification are highly preferred but not mandatory.
  • Business proficiency in both English and Chinese.
For further information on this role or to confidentially apply, please contact Eugena Gong ( or apply directly via the Apply for this job button. Only WORD FORMAT CVs will be accepted.