Regulatory Compliance Manager - International Bank

We're working with a few global banks in recruiting for their Line 2 regulatory compliance team. The role is broad and autonomos, working with a team of experienced compliance and/or legal professionals.


Role Responsibilities:

• Be the driver and key contributor in advising and managing regulatory changes such as  FATCA, CRS, BCOP to the Bank's AU & NZ operations

• Review Compliance Manual, Policies & Procedures and other documents to meet the latest industry codes and regulatory requirements

• Handle enquiries from regulators, government authorities, industry bodies or auditors

• Provide training to promote awareness of compliance risk and regulatory issues to internal teams

• Manage and investigate customer complaints

• Assist with developing and implementing the controls monitoring program to ensure adequate internal controls are in place

• Prepare and lodge regulatory reports, notices and returns; assist with internal, external and regulatory audits where necessary

• Ad hoc duties as directed from the management

Skill Requirements:

• 5+ years of Australian compliance experience gained preferably through Banking, Regulatory Bodies or Consulting Firms

• Basic knowledge of Corporate Banking regulations (ASIC, FATCA, CRS, BCoP, AFCA etc.), operations and products

• Hands-on experience in designing and performing compliance monitoring and testing is highly favourable

• Any internal / external audit experience is a plus

• Tertiary degree qualified; legal qualification is a plus

• Motivated and self-organised, who can effectively manage multiple deadlines

• Ability to speak / write Chinese is highly desirable

For further information on this role or to confidentially apply, please send an up to date CV to eugenag@ethosbc.com.au or/and contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.