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Location
Hong Kong
Salary
Competitive Salary
Job Type
Permanent
Ref
BH-24577
Contact
Ruth Ma
Contact email
Email Ruth
Posted
大约 13 小时 前
  • Multinational & Dynamic Culture
  • Buyside; Public & Private Funds
  • Regulatory & Market Compliance
 
The Company:
A top-tier asset manager who has had rapid growth in Asia over the last decade is currently seeking a compliance specialist to join their regional team of four based in Hong Kong. This presents a thrilling opportunity for mid to senior candidates with solid experience in asset management to acquaint themselves with broader corporate and regulatory compliance exposures.
 
In your new role, you will
 
  • Attend to a broad range of fund products and regulatory compliance responsibilities across multiple jurisdictions
  • Perform regular checking and review of investment activities, policies and procedures for compliance monitoring
  • Conduct gap analysis on regulatory updates and handle relevant compliance reporting
  • Assist in licensing matters for the firm as well as general corporate compliance tasks
  • Respond to inquiries from business units and regulatory bodies, and conduct risk & compliance training for internal staff

Requirements:
  • Bachelor’s degree or above in Accounting, Finance, Law or business-related discipline
  • Minimum 5 years of buy side compliance experience preferably with ETF exposures
  • Proficiency in both English and Chinese
 

BeathChapman Pte Ltd

Interested parties please get in touch with Ruth Ma via ruth.ma@ethosbc.com