Competitive Salary with unique compensation structure
Job Type
Khai Anwar
Contact email
Email Khai
Contact phone
6692 9359
  • Excellent opportunity in a stable Asian investment house
  • New Equities Compliance function, experience with cash equities a must
  • Sound product and regulatory knowledge desired

Our Client is a leading Asian investment house seeking an experienced Compliance AVP with strong product and regulatory knowledge within equities and equities derivatives. You will be dissecting end-to-end processes for the Equities desk with a Compliance lens, ensuring all activities are in accordance with prevailing regulations and providing regulatory compliance support where required.

You will:
  • Have at least 5 to 7 years of relevant working experience in a regulatory compliance position at an established Financial Institution.
  • Possess expert financial products knowledge, especially in cash equities. Experience with equities derivatives (including ETFs and listed options) is a plus.
  • Trading floor experience will be highly advantageous
  • Thrive in driving growth within a complex compliance landscape
  • Be a strong communicator, able to work well with stakeholders across seniorities.
  • Candidates located in HK and are open to relocation to Singapore are welcome to apply

Take charge of this opportunity to welcome a new career challenge.

EA Personnel No R2095394
BeathChapman Pte Ltd
License No 16S8112