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Job Details

Location
Sydney
Salary
$100000 - $150000 per annum
Job Type
Permanent
Ref
BH-167897-3
Contact
Eugena Gong
Posted
about 4 years ago
We're looking for technically sound Risk & Compliance Managers with recent, hands-on experience in the Superannuation space. This role is to service the Superannuation business within a Tier-1 Wealth Management services provider as a dedicated Line 2 resource. 

Responsibilities
  • Assist the Senior Managers and Executive Managers in incident and issue management, risk and compliance advisory, project engagement, training, risk / compliance framework reviews, review and challenge of key strategic initiatives.
  • Perform compliance assessments and provide fit-for-purpose advice.
  • Provide risk management advice on strategic, regulatory change and remediation projects.
  • Work on ad hoc and strategic projects engagement and manage associated risks.
  • Create framework documents for the Risk Management Framework (e.g. Incident / Issue management templates and training).
  • Provide training to the Wealth business (Line 1).
  • Report on thematic reviews undertaken with the Risk team.
  • Manage performance improvement criteria.
Requirements
  • 4+ years of operational risk and compliance experience, preferably in Wealth Management.
  • Strong stakeholder liaison and engagement skills.
  • Ability to present at Risk Forums and Leadership forums as an Risk / Compliance SME.
  • Commercial acumen, with demonstrated ability to collaborate and negotiate with stakeholders.
  • Knowledge of relevant laws and regulations (SIS Act, ASIC Breach Reporting, Corporations Act, SPS prudential standards).
  • Experience in wealth & superannuation remediation projects is desirable.

For further information on this role or to confidentially apply, please contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT CVs will be accepted.