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Location
Sydney
Salary
$120000 - $180000 per annum
Job Type
Permanent
Ref
BH-174061
Contact
Eugena Gong
Posted
大约 9 小时 前
We're looking for technically sound Risk & Compliance Managers with recent, hands-on experience in the Superannuation space. The role is primarily accountable for delivering a strategic and integrated approach to risk and compliance across a leading Australian Wealth Manager.

Responsibilities
  • Assist the Senior Managers and Executive Managers in incident and issue management, risk and compliance advisory, project engagement, training, risk / compliance framework reviews, review and challenge of key strategic initiatives.
  • Perform compliance assessments and provide internal stakeholders with practical, commercially focused risk advice, seeking solutions consistent with the objectives, risk appetite and tolerances and governance framework.
  • Work on ad hoc and strategic projects engagement and manage associated risks.
  • Create framework documents for the Risk Management Framework (e.g. Incident / Issue management templates and training).
  • Support the APRA Regulated Entity and Regulated Entity Boards and Management by identifying, assessing and reporting risks to the Board, Board Committees and management committees.
  • Provide training to the Superannuation business (Line 1).
  • Report on thematic reviews undertaken with the Risk team. 
Requirements
  • 4+ years of operational risk and compliance experience, preferably in Wealth Management.
  • Strong understanding of wealth product development, marketing and distribution operations, and the nature of their specific risks and compliance obligations.
  • Ability to present at Risk Forums and Leadership forums as a Risk / Compliance SME.
  • Commercial acumen, with demonstrated ability to collaborate and negotiate with stakeholders.
  • Knowledge of relevant laws and regulations (SIS Act, ASIC Breach Reporting, Corporations Act, SPS prudential standards).

Please contact Eugena Gong (eugenag@ethosbc.com.au) or apply directly via the Apply for this job button. Only WORD FORMAT CVs will be accepted.