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Job Details

Location
Singapore
Salary
SGD120000 per annum
Job Type
Permanent
Ref
BH-24479
Contact
Weiyun Teo
Contact email
Email Weiyun
Posted
about 9 hours ago
The Role
My client is a Singapore-based asset management firm serving high-net-worth individuals and families. They are looking to hire a Senior Compliance Manager to lead the compliance function and act as a key partner to the business on regulatory, risk, and governance matters.
 
Responsibilities
  • Oversee day-to-day compliance operations, including monitoring activities and regulatory obligations
  • Maintain and enhance compliance policies, procedures, and internal controls in line with MAS expectations
  • Act as the key compliance authority for client onboarding, reviewing KYC/AML documentation and higher-risk cases
  • Conduct enhanced due diligence and ensure ongoing client reviews are performed in accordance with internal policies
  • Identify and assess compliance and operational risks, and implement appropriate mitigation measures
  • Monitor adherence to investment mandates, limits, and regulatory restrictions
  • Serve as the primary point of contact for regulators, including handling inspections and regulatory queries
  • Prepare regular compliance reports for senior management and the board
  • Support internal and external audits, investigations, and remediation initiatives
  • Deliver compliance training and provide ongoing advisory support to business teams
 
Requirements
  • Bachelor’s degree in Finance, Business, Law, or a related discipline
  • Approximately 5+ years of compliance experience within asset management, hedge funds, or other CMS-regulated environments
  • Strong working knowledge of Singapore regulatory requirements under the SFA/FAA framework
  • Proven experience managing regulatory engagement and inspections
  • Hands-on exposure to client onboarding, AML/KYC, and risk assessment
  • Strong communication skills and ability to work closely with senior stakeholders
 

EA Personnel No. R1985201
BeathChapman Pte Ltd
Licence No. 16S8112