$112,000 package + benefits
Job Type
Mark Montgomery
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An opportunity to join the Risk team at one of Australia' premier financial services organisations. The Risk Management Framework is of paramount importance, this role is part of a team responsible for the implementation and execution of control’s assurance activity for this framework across the group.

Initially a 12 month fixed term contract, the role is very likely to be converted to permanent.

  • Actively contribute to Controls Assurance (CA) Program and the development and continuous enhancement of CA methodologies and standards for assessing, monitoring and reporting on the effectiveness of control environment;
  • Delivering end-to-end CA review activity (e.g. Assist in the development of the annual CA Plan, and individual CA review deliverables – participate in all planning/scoping, fieldwork/testing and reporting activity) in accordance with the CA Program.
  • Supporting the development and execution of the Risk and Control Self-Assurance (RCSA) Program. As part of this ensure divisional and business unit practices align to the RCSA Program. This includes assisting with the monitoring and oversight of divisional and business unit control testing activity, results and actions to identify opportunities for improvement.
  • Provision of assurance and control related support and advice to business unit initiatives and projects, including some participation in working groups, independent assessment of risks and the adequacy of controls, as well as response to business queries;
  • Development and provision of risk and control training initiatives to business unit staff on relevant topics to help strengthen understanding of key processes and roles/ responsibilities identified through Controls Assurance activity
  • 3+ years’ experience working in controls assurance, risk advisory or internal audit roles within a financial services environment ideally working towards a Manager level role
  • Understanding and practice of how to test control design and operating effectiveness
  • Previous experience in drafting inputs to reports/presentations/training on risk and controls assurance activity (including targeted assurance reviews) for presentation to Management stakeholders as required
  • Previous experience working in a national or multi-national firm (considered advantageous for this role)
  • Knowledge of compliance requirements (ASIC/APRA/SEC/AFCA) within the wealth management industry desired
  • Data analytics (SQL/SAS, Tableau, PowerBi etc) skills/ experience considered advantageous but not a requirement of this role
For further information on this role or to confidentially apply, please contact Mark Montgomery on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.