An exciting opportunity has arisen for an experienced Senior Internal Audit Manager
to join a leading financial services organisation, providing independent assurance across its investment management and funds operations.
This highly visible role will work closely with senior executives and key stakeholders, delivering risk-based audits across a complex investment environment. This position could be Sydney or Brisbane based.
Key Responsibilities
Lead risk-based audits across a broad range of investment asset classes, including Shares & Equities, Derivatives, Fixed Income, Cash and Money Market instruments, assessing investment processes, trading activities and associated risk controls.
Evaluate the effectiveness of controls across front, middle and back-office investment operations, including trade execution, valuation, pricing, settlement, reconciliations, investment mandate compliance and counterparty risk.
Assess investment governance, fund administration, portfolio management, valuation processes and investment controls.
Review key risks relating to investment mandates, liquidity, custody, outsourcing and third-party service providers.
Evaluate regulatory compliance, operational risk and control effectiveness across investment activities.
Deliver insightful audit findings and practical recommendations to senior management and Audit Committees.
Build trusted relationships with investment teams, Risk, Compliance and senior leadership.
About You
Internal Audit experience gained within Investment Banking, Asset Management or Funds Management.
Strong understanding of investment products, financial markets, fund structures and associated operational risks.
Experience auditing investment operations, fund administration, investment governance or portfolio management.
Sound knowledge of relevant regulatory requirements, including ASIC and APRA frameworks.
Excellent stakeholder engagement skills, with the confidence to challenge and influence senior executives.
Relevant professional qualifications such as CA, CPA, ACCA, CIA or CFA will be highly regarded.
Join this forward thinking, dynamic team with excellent leadership and make a difference!
📞Tania Barnard on 0411 018 788 / or email, taniab@ethosbc.com.au for a confidential discussion.
