Connecting...

Location
シンガポール
Salary
SGD125000 per annum
Job Type
Permanent
Ref
BH-24277
Contact
Weiyun Teo
Contact email
Email Weiyun
Posted
約11時間前
The Role
We are seeking a Regulatory Compliance candidate to join our team in Singapore — an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented professional with a passion for governance, regulation, and client protection.
 
Responsibilities:
  • Provide regulatory advice and interpretation across the business and ensure that policies are in line with SFA and FAA
  • Develop, implement, and maintain compliance monitoring frameworks and thematic reviews.
  • Support product design, approval, and review processes to ensure regulatory compliance and good customer outcomes.
  • Manage all Regulatory Compliance and issues pertaining to Conduct Risk, and ensure they are in line with requirements
  • Liaise with internal stakeholders, including Legal, Risk, and Distribution teams, to embed a strong culture of compliance.
 
Requirements:
  • Bachelor’s degree in Law, Finance, Business, or a related field.
  • 5 to 10 years of experience in Regulatory Compliance
  • Strong technical knowledge in SFA, FAA, MAS regulations etc
  • Excellent communication and interpersonal skills, with the confidence to challenge and advise senior stakeholders.
  • High attention to detail and a proactive, analytical mindset.
 

Take charge of this opportunity to welcome a new career challenge in 2025
 

EA Personnel No. R1985201
BeathChapman Pte Ltd
Licence No. 16S8112