Connecting...

Location
Sydney CBD
Salary
$550 - $650 per day
Job Type
Contract
Ref
BH-3069-4
Contact
Eugena Gong
Posted
Liquid error: argument out of range

 

Role Summary:
We would like to speak to technically sound Risk, Compliance & Assurance professionals who's great with Excel data! A promising role is now available, to assist the Enterprise Compliance team (2LoD) with the BAU as well as any Regulatory / Project related duties, to broaden your business exposure.


Your Responsibilities:

 

 

  • Review and clean up multiple Excel spreadsheets which contain employee dealings information, conflict registers etc. in preparation for the migration to the new Reporting System

  • Perform data analysis and manipulation of dealing data subject to the new Personal Account Dealing (PAD) Policy

  • Daily correspondence to all employee enquiries coming through the centralised inbox relating to the roll-out of new risk & compliance policies

  • Assist with developing and maintaining Conflicts of Interest frameworks, and advising on the implementation and monitoring of the effectiveness of those frameworks

  • Manage Chinese Wall structures and processes, including those relating to material non-public information

  • Identify and resolve issues, prepare reports and metrics relating to the roll-out of new PAD Policy

  • Ad hoc monitoring and operational duties to prevent potential policy violations

  • Assist with project management activities associated with project delivery


Skill Requirements:

 

 

  • 2-3 years of Risk & Compliance, Audit, Governance or Legal experience with an operational focus

  • Proven ability to operate independently and effectively in a fast-paced environment

  • Tertiary qualifications in a relevant discipline e.g. Finance, Business, Law

  • Familiarity with relevant regulatory/compliance environments in Banking is an advantage

  • Excellent verbal and written communication skills on a corporate level

  • Advanced Excel skills are essential - Macros, Pivot Table, v-Lookup, charts, graphs etc.

 


For further information on this role or to confidentially apply, please send an up to date CV to eugenag@ethosbc.com.au or/and contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.