My client is leading Financial Services firm and we are looking for a Regulatory and QA specialist to join the team in Singapore. This is a 12-month maternity contract over and we are looking for a seasoned Compliance candidate that can join at short notice.
Responsibilities
- Support implementation of regulatory requirements through policies, procedures, and operational controls.
- Assist with regulatory examinations, audits, and supervisory reviews, including preparation of documentation and response management.
- Track regulatory issues, findings, and remediation activities to ensure timely and effective closure.
- Design and execute quality assurance reviews and testing across products, processes, and controls.
- Evaluate adherence to regulatory requirements, internal policies, and procedural standards.
- Identify gaps, root causes, and emerging risks; provide clear, actionable recommendations.
- Maintain QA frameworks, methodologies, and reporting aligned with regulatory expectations.
Requirements
- Bachelor’s degree in Finance, Business, Law, or a related discipline
- Approximately 5+ years of compliance experience within the Banking or Financial Services space
- Strong Regulatory experience – ideally dealing with MAS
- Familiar with QA-related policies
- Strong working knowledge of Singapore regulatory requirements under the SFA/FAA framework
- Proven experience managing regulatory engagement and inspections
- Strong communication skills and ability to work closely with senior stakeholders
EA Personnel No. R1985201
BeathChapman Pte Ltd
Licence No. 16S8112
