My client is a Singapore-based asset management firm serving high-net-worth individuals and families. They are looking to hire a Senior Compliance Manager to lead the compliance function and act as a key partner to the business on regulatory, risk, and governance matters.
Responsibilities
- Oversee day-to-day compliance operations, including monitoring activities and regulatory obligations
- Maintain and enhance compliance policies, procedures, and internal controls in line with MAS expectations
- Act as the key compliance authority for client onboarding, reviewing KYC/AML documentation and higher-risk cases
- Conduct enhanced due diligence and ensure ongoing client reviews are performed in accordance with internal policies
- Identify and assess compliance and operational risks, and implement appropriate mitigation measures
- Monitor adherence to investment mandates, limits, and regulatory restrictions
- Serve as the primary point of contact for regulators, including handling inspections and regulatory queries
- Prepare regular compliance reports for senior management and the board
- Support internal and external audits, investigations, and remediation initiatives
- Deliver compliance training and provide ongoing advisory support to business teams
Requirements
- Bachelor’s degree in Finance, Business, Law, or a related discipline
- Approximately 5+ years of compliance experience within asset management, hedge funds, or other CMS-regulated environments
- Strong working knowledge of Singapore regulatory requirements under the SFA/FAA framework
- Proven experience managing regulatory engagement and inspections
- Hands-on exposure to client onboarding, AML/KYC, and risk assessment
- Strong communication skills and ability to work closely with senior stakeholders
EA Personnel No. R1985201
BeathChapman Pte Ltd
Licence No. 16S8112
