My client is a commodities hedge fund in Singapore and we are looking for a Compliance Lead in SG. You will be in charge of all SG Compliance and MAS matters and will be liaising with the regional team all Compliance matters.
Responsibilities
- Monitor and maintain the firm’s compliance policies and procedures
- Liaise with MAS on all SG Compliance matters
- Work and liaise with EU and UK regulators.
- Ensure adherence to applicable regulatory requirements and industry best practices
- Oversee trade surveillance, personal account dealing, restricted lists, and market abuse controls
- Assist with regulatory filings, reporting obligations, and regulatory inquiries
- Conduct compliance monitoring reviews and risk assessments
- Support AML/KYC and investor onboarding processes
Requirements
- Bachelor’s degree in Accounting, Finance, Business, or a related discipline
- At least 5 years of Compliance experience, ideally in a hedge fund.
- Practical experience advising front office and liaising on regulatory matters
- Ability to work independently in a startup like environment
WT
EA Personnel No R1985201
BeathChapman Pte Ltd
Licence No 16S8112
