We're working with an Institutional Bank in sourcing for Operational Risk & Compliance professionals in their 1LoD Financial Markets team for Regulatory Projects & Change. They're primarily responsible for managing change being delivered by Projects across the end-to-end value chain in the Global Financial Markets business unit.
Represent the 1LoD on change projects to ensure risks are appropriately identified and addressed whilst ensuring business objectives are met
Document and assess the design effectiveness of controls which capture any regulatory changes, and the impact of change is appropriately assessed within the risk & compliance appetite; ensure process documentation is sufficient to ensure seamless delivery into BAU
Ensure appropriate monitoring controls and KRIs are implemented to provide ongoing oversight of operating effectiveness
Provide 1LoD input to issue prioritisation and remediation, undertaking incident management and risk reporting when required
Establish a risk aware and safe escalation culture within Projects, collaborating across1LoD and 2LoD to ensure all compliance obligations relevant to Financial Markets are incorporated into business unit compliance plans and supported by robust compliance processes
Ensure Projects meet the minimum requirements for managing operational risk in Projects, including completion of the Risk Control Matrix
Lead and supervise a small team of risk managers when required
Minimum 5years of experience of Operational Risk & Controls in Institutional Banking / Financial Markets (including those gained overseas) - from either 1/2/3LoD
Capability to assess operational risks, design / test adequate controls and assist with implementation as a 1LoD function
Demonstrated ability to provide advice / recommendation on the design effectiveness of controls
Outstanding ability to verbalise complex operational risk language to business leaders to make sure key messages are delivered and comprehended
Pragmatic and self-motivated Risk Leader who's willing to get their hands dirty
Knowledge / experience in global-scale regulatory reforms (ie. MiFID, Initial Margin CFTC, GDR) gained in Australia or overseas is highly desirable
For further information on this role or to confidentially apply, please send an up to date CV to firstname.lastname@example.org, contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.
Role Summary: We're working with an Institutional Bank in sourcing for Operational Risk & Compliance professionals in their 1LoD Finanical Markets team for Regulatory Projects & Change. They're pri...
Role Summary: We're working with an Institutional Bank in sourcing for Operational Risk & Compliance professionals in their 1LoD Financial Markets team for Regulatory Projects & Change. They're pri...
The OrganisationYou will join an iconic international bank with progressive footprints and organic growth in Australia, in their well established Risk Management team. This role is a Mat Leave ...
*Initially a 6-month contract, with possiblity to extend or turn permanent. Remote working is supported. Role Responsibilities: Provide independent and specialist 1st line risk and controls advice ...
Program of Work: This APS 220 Transformation Program is to update the bank's existing credit risk management frameworks as well as all associated systems, processes and documentations in line with ...
Your Responsibilities: Be a 'Risk Transformation Pioneer'. re-define the quality standards of 2nd Line Risk Assurance, across SOX Prudential, Operational Risk, Compliance and Project domains in l...
The Program of Work: This Financial Crime Program at a Tier-1 Bank exists to systematically resolve known issues, identify and resolve unknown issues, provide comprehensive governance of enterpri...