Job Details

Hong Kong
Job Type
Jonathan Templeman
about 1 year ago
 A leading multinational electronic trading house and agency brokerage offering trading solutions and liquidity to clients with groundbreaking financial technology, is currently seeking an experienced professional to lead their Compliance & Legal function across the APAC region.
Key Responsibilities:
  • Act as a Manager in Charge (MIC) of Compliance, Anti Money Laundering (AML) and Risk for all regulated entities
  • Lead a local and regional team of compliance professionals; responsible for direct line management, training, resource allocation etc.
  • Provide sound legal advice to all areas of the business across APAC ensuring compliance with relevant legislations
  • Partner with the business to drive positive practices and a strong control environment
Experience / Skills Sought:
  • Professional legal qualifications attained in either Hong Kong or Australia (preferred)
  • Extensive legal / compliance experience in a complex global organisation environment (broker/e-trading/investment bank/legal firm etc.)
  • Rich knowledge of traded markets (primarily equities), as well as regulatory frameworks pertaining to e-trading and Alternative Liquidity Pools
  • Understanding of global markets operations in a wider context (clearing/settlements etc.)
  • Experience managing a team and delivering projects collaboratively in a fast-paced environment