Job Details

SGD180000 per annum
Job Type
Cynthia Cheung
12 months ago
A global Investment Management company is looking for AVP/VP Regulatory Reporting to join their Investment Compliance and Regulatory Reporting team. 
As part of the team, you will be responsible for reviewing new products, markets, handling reputation analyses on all product lines when there are updates to the regulations, as well as being the resident expert on regulatory implementation.

  • Leverage on internal and external advisors to assess global regulations
  • Research and implement responses to all the provisions that affect the firm
  • Communicate implications of existing and proposed regulations to executive management
  • Provide compliance responses and expertise to the business 
  • Develop and review policies and procedures
  • Ensure compliance with all new regulatory requirements and implementation of regulatory and internal trade restrictions
  • Maintain good working knowledge of regulations and industry best practices

  • Bachelor’s degree in either Accounting/Finance, Business, Legal or a similar field
  • At least 2 years of experience within Regulatory Compliance and Investment Monitoring function.
  • Well versed in all financial products across all asset classes.
  • Good understanding of regulations and investment monitoring requirements.
  • Possesses strong analytical skills, good working knowledge with data and able to think strategically.
  • Possesses strong communication skills and able to effectively engage multiple stakeholders.
  • Experience with establishing and meeting critical deadlines, as well as tracking and driving execution