Job Details

$750 - $800 per day
Job Type
Mark Montgomery
about 2 months ago
This is an opportunity to join a growing international FinTech as it gears up for an IPO. The compliance team has a number of new starters waiting to join and be onboarded so the business are looking to get an experience contractor in for 6 months as the wider team get up to speed. A background in the CFD / Investments / Financial Markets would be highly desirable.

Role Responsibilities

  • Help the compliance team with AFCA complaints backlog
  • Work with the business to help draft ASIC responses/submissions
  • Help maintain and manager the Risk and Compliance Framework under the companies AFSL
  • Ad hoc generalist compliance work as and when required by the wider team
  • Compliance monitoring activity and maintence of legal documents (PDS, T&C's etc)

Role Requirements

  • 5 - 10 years Risk Management or Compliance experience
  • Background within Financail Markets / CFD / Investments
  • Excellent communication skills
  • Experience liasing with AFCA / ASIC
  • Experience handling AFCA complaints
  • Happy to interact with senior executive stakeholders
For further information on this role or to confidentially apply, please contact Mark Montgomery on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.