Job Details

Sydney CBD
$500 - $700 per day
Job Type
Eugena Gong
10 months ago
Role Summary:

We would like to speak to technically sound Risk, Compliance & Governance professionals who's also an Excel Guru! A new exciting role has become available at a Tier-1 bank's Enterprise Compliance team (2LoD) in their Group Control Room function, to assist with rolling out risk and compliance policies and managing projects.

Your Responsibilities:
  • Maintain the functionality of Excel spreadsheets which contain employee dealings information, conflict registers etc. in preparation for the migration to the new reporting system
  • Administration and data management for the Conflicts Reporting System (CRS)
  • Perform data analysis and manipulation of dealing data subject to the new Personal Account Dealing (PAD) Policy
  • Daily correspondence to all employee enquiries coming through the centralised inbox relating to the roll-out of new risk & compliance policies
  • Assist with developing and maintaining Conflicts of Interest frameworks, and advising on the implementation and monitoring of the effectiveness of those frameworks
  • Manage Chinese Wall structures and processes, including those relating to material non-public information
  • Identify and resolve issues, prepare reports and metrics relating to the roll-out of new PAD Policy
  • Perform monitoring of compliance with conflicts policies and dealing with potential violations
  • Participate in technology initiatives to enhance conflicts management systems and monitoring capabilities

Skill Requirements:

  • 3-4 years of Risk & Compliance, Audit, Governance or Legal experience with an operational focus
  • Proven ability to operate independently and effectively in a fast-paced environment
  • Tertiary qualifications in a relevant discipline e.g. Finance, Business, Law
  • Familiarity with relevant regulatory/compliance environments in Banking is an advantage
  • Excellent verbal and written communication skills on a corporate level
  • Advanced Excel skills are essential - Macros, Pivot Table, v-Lookup, charts, graphs etc.

For further information on this role or to confidentially apply, please contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT CVs will be accepted.