Job Details

New South Wales
$60000 - $100000 per annum
Job Type
Eugena Gong
10 months ago
The Organisation:

A thriving foreign bank in Australia is looking for a self motivated compliance & legal professional with 1-3 years of working experience in the Banking & Finance Law related areas. 

Your Responsibilities:

  • Review and update policies and procedures that support the compliance framework.
  • Maintenance and keep up to date the Compliance & Legal Registers.
  • Facilitate the quarterly obligations attestation from head of the departments.
  • Assist where necessary in the compliance monitoring activities on monthly, quarterly and ad hoc basis.
  • Provide training – including induction training for all new staff and ongoing compliance & legal training.
  • Prepare periodic compliance reports for the senior management and assist with drafting reports for the regulators.
  • Facilitate translation of reports and notices from Head Office and provide reports and responds to HO inquiry as appropriate.
  • Drafting and vetting of contracts with third party service providers as well as customers and counterparties.
  • Support the Chief Compliance Officer with legal research.
  • Manage the Branch’s relationship with external law firm.
  • Advise executives and senior management about changes to the legal framework and regulatory environment of the Bank

Skill Requirements:

  • Bachelor degree in Law and/or Finance (a current Practising Certificate is desirable but not essential). 
  • Knowledge of the Australian financial services laws and regulations including licensing requirements for foreign banks.
  • Basic knowledge of APRA Prudential Standards and AUSTRAC AML requirements.
  • Enthusiastic and willing to undertake a variety of tasks.
  • Self organised and motivated operator with high level of independence and integrity.
  • Proficient in both English and Simplified Chinese - spoken and written.

For further information on this role or to confidentially apply, please contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT CVs will be accepted.