Job Details

New South Wales
$100000 - $150000 per annum
Job Type
Eugena Gong
4 months ago
Role Summary:

We would like to speak to technically sound Audit, Compliance or Risk Assurance professionals with exposure to Financial Markets & Treasury functions. This role will manage the BAU as well as any risks related to Regulatory Reporting for Institutional Banking, Markets & Treasury, functioning as an instrumental part of the 2LoD function.

Your Responsibilities:
  • Deliver the scheduled and ad hoc assurance activities the Institutional Bank's Finance & Treasury Control  function, ensuring the assurance and monitoring programs are aligned to Group Risk & Compliance strategy
  • Perform independent reviews on the effectiveness of key business controls as a dedicated 2nd LoD function
  • Responsible for the implementation of governance and risk policies, procedures & programs
  • Document findings and deliver assurance opinions, collaborate and challenge the business when necessary
  • Undertake a deep dive of Business, Project, Tender and Investment risks profiles 
  • Maintain a cohesive working relationship with key stakeholders especially Ops Risk, Compliance & Group Audit

Skill Requirements:

  • 3-5 years hands-on risk assurance experience in Financial Markets, Treasury or Institutional Banking (in Australia or overseas)
  • Sound knowledge of Global Markets and Treasury Control work-flows
  • Adept in designing and executing testing plans, review scopes and reports
  • Experienced in developing and implementing operational risk frameworks for large organisations from a holistic viewpoint
  • Self-starter, who are willing to get your hands dirty with strong initiatives to deliver
  • Any experience in regulatory reporting for MiFID, CFTC, GDR, EFS etc.) and/or critical review is highly looked upon

For further information on this role or to confidentially apply, please contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.