Job Details

New South Wales
$130000 - $164250 per annum
Job Type
Eugena Gong
8 months ago
Your Responsibilities:
  • Build the best practice Line 1 Control Self Assessment operating model framework for the Advice Remediation Programs, including the active management of risks, controls, incidents and issues
  • Support the Programs by building, developing and embedding risk operating tools, processes, practices and reporting to comply with regulatory and operating obligations
  • Provide pragmatic, outcome focused risk and control solutions to optimise risk/reward balance
  • Contribute to continuous improvement of regulatory tools and solutions, as well as operational effectiveness of controls
  • Conduct specialist compliance and/or assurance activities relating to the Compliance Framework, including operational compliance plans, control frameworks, incidents, reporting, control analysis, training and providing ad hoc advice
  • Advocate for and embed a strong culture of adhering to compliance requirements and external regulations


  • 5+ years of experience in a risk / compliance / governance position in a corporate financial services environment
  • Well developed understanding of risks that can arise from advice and remediation practices, with proven ability to review and provide Line 1 risk and compliance lens over remediation programs
  • Experience in the design, development and maintenance of risk management frameworks
  • Experience of the financial planning industry highly desirable
  • Ability to provide appropriate direction and leadership to key stakeholders through confident dialogue

For further information on this role or to confidentially apply, please send an up to date CV to or contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.