Job Details

New South Wales
$60000 - $100000 per annum
Job Type
Eugena Gong
9 months ago
The Organisation:

Our client is a reputable provider of FX, International Payments and Financial Risk Management Solutions to mid-markets (SME) clients. You will be joining a growing Compliance team in this broad and diverse role, supporting the Head-of in all facets of AML and regulatory compliance related duties. 

The Responsbilities: 

  • Monitor initial and ongoing KYC requirements and Customer ID Verification Procedures
  • Assessment and approval of account applications across different customer types and jurisdictions
  • Review account activities through the transaction monitoring system, perform risk based reviews and  investigate any suspicious payments received
  • Respond to 'Request For Information' received from Banking Partners on client backgrounds in a timely manner
  • Assist with the review and redraft of disclosure documents, pertinent to AML, AFSL, OAIC obligations
  • Assist with complaints management and resolution
  • Build relationships with sales teams across Australia and provide regulatory advice and guidance
  • Comprehend changes in regulations and the impact on the business, an assist in developing and providing overall compliance strategies, policies and trainings
  • Acting as an internal SME on all regulatory obligations; and escalate matters to the AMLCO and Head of Compliance, as required
 About You:
  • 2-3 experience working in a compliance role in Financial Services (preferably in Australia)
  • Good understanding of the Australian Financial Services environment especially the area of, AFSL Obligations, Privacy, Complaints Management and AML/CTF/Financial Crime
  • Strong ability to understand legal and regulatory requirements and to apply them to business practices
  • Strong analytical, attention-to-detail, and problem-solving skills
  • Works independently & productively in a fast-paced and evolving environment
  • Tertiary qualified (industry-relevant certificates preferred)

For further information on this role or to confidentially apply, please send an up to date CV to or contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.