Job Details

Sydney C B D
$550 - $650 per day
Job Type
Eugena Gong
over 1 year ago


Role Summary:
We would like to speak to technically sound Risk, Compliance & Assurance professionals who's great with Excel data! A promising role is now available, to assist the Enterprise Compliance team (2LoD) with the BAU as well as any Regulatory / Project related duties, to broaden your business exposure.

Your Responsibilities:



  • Review and clean up multiple Excel spreadsheets which contain employee dealings information, conflict registers etc. in preparation for the migration to the new Reporting System
  • Perform data analysis and manipulation of dealing data subject to the new Personal Account Dealing (PAD) Policy
  • Daily correspondence to all employee enquiries coming through the centralised inbox relating to the roll-out of new risk & compliance policies
  • Assist with developing and maintaining Conflicts of Interest frameworks, and advising on the implementation and monitoring of the effectiveness of those frameworks
  • Manage Chinese Wall structures and processes, including those relating to material non-public information
  • Identify and resolve issues, prepare reports and metrics relating to the roll-out of new PAD Policy
  • Ad hoc monitoring and operational duties to prevent potential policy violations
  • Assist with project management activities associated with project delivery

Skill Requirements:



  • 2-3 years of Risk & Compliance, Audit, Governance or Legal experience with an operational focus
  • Proven ability to operate independently and effectively in a fast-paced environment
  • Tertiary qualifications in a relevant discipline e.g. Finance, Business, Law
  • Familiarity with relevant regulatory/compliance environments in Banking is an advantage
  • Excellent verbal and written communication skills on a corporate level
  • Advanced Excel skills are essential - Macros, Pivot Table, v-Lookup, charts, graphs etc.


For further information on this role or to confidentially apply, please send an up to date CV to or/and contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.