Job Details

New South Wales
$105000 - $125925 per annum
Job Type
Eugena Gong
over 1 year ago

Role Summary:

We are looking for an experienced Audit, Compliance or Risk Assurance professional who fancy a promising career with leading Australian financial institutions, in a 2nd LoD Risk & Compliance function.

Your Responsibilities:


  • Deliver the annual assurance plan for the a number of core business units in the bank's Enterprise / Group Functions (eg. Group Risk & Compliance, Legal, HR, Operations, Customer Service etc.), ensure the assurance and monitoring programs are aligned to Group Risk & Compliance strategy
  • Perform independent reviews on the effectiveness of key business controls as a dedicated 2nd LoD function
  • Apply your audit & assurance knowledge to fully understand all the controls, run assurance testings in accordance with the Group's risk management program and strategy
  • Deliver assigned reviews from the annual assurance plan, with extra attention to high and medium risk rated projects
  • Document findings and deliver assurance opinions, collaborate and challenge the business when necessary
  • Assist with embedding key risk monitoring and control practices into the business
  • Maintain a cohesive working relationship with key stakeholders especially Ops Risk, Compliance & Group Audit
  • Collate and consolidate materials for management and committee meetings
  • Act as a people leader for the team, to provide ongoing feedback and guidance


Skill Requirements:




  • 3-5 years of hands-on assurance experience in Banking or Professional Services (Big4 Consulting firms) in Australia or overseas
  • Adept in your process of effectively designing and executing testing plans, reviewing scopes/reports and leading assigned reviews
  • Experienced in developing and implementing Risk & Compliance frameworks for large organisations
  • Superior ability to articulate and socialise findings to influence and get buy-in's from the GM level
  • Demonstrated ability and confidence in presenting to Group Executives and Risk Committees
  • Updated understandings of the regulatory landscape that Australian banks are operating in
  • Relevant qualifications such as CA/CPA, CIA, CISA, CFA, FRM, MBA are desirable


For further information on this role or to confidentially apply, please send an up to date CV to or/and contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.