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Role Summary:
We would like to speak to technically sound Risk, Compliance & Assurance professionals who's great with Excel data! A promising role is now available, to assist the Enterprise Compliance team (2LoD) with the BAU as well as any Regulatory / Project related duties, to broaden your business exposure.
Your Responsibilities:
Review and clean up multiple Excel spreadsheets which contain employee dealings information, conflict registers etc. in preparation for the migration to the new Reporting System
Perform data analysis and manipulation of dealing data subject to the new Personal Account Dealing (PAD) Policy
Daily correspondence to all employee enquiries coming through the centralised inbox relating to the roll-out of new risk & compliance policies
Assist with developing and maintaining Conflicts of Interest frameworks, and advising on the implementation and monitoring of the effectiveness of those frameworks
Manage Chinese Wall structures and processes, including those relating to material non-public information
Identify and resolve issues, prepare reports and metrics relating to the roll-out of new PAD Policy
Ad hoc monitoring and operational duties to prevent potential policy violations
Assist with project management activities associated with project delivery
Skill Requirements:
2-3 years of Risk & Compliance, Audit, Governance or Legal experience with an operational focus
Proven ability to operate independently and effectively in a fast-paced environment
Tertiary qualifications in a relevant discipline e.g. Finance, Business, Law
Familiarity with relevant regulatory/compliance environments in Banking is an advantage
Excellent verbal and written communication skills on a corporate level
Advanced Excel skills are essential - Macros, Pivot Table, v-Lookup, charts, graphs etc.
For further information on this role or to confidentially apply, please send an up to date CV to eugenag@ethosbc.com.au or/and contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.
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